Absenteeism is the phenomenon when an employee constantly or continuously fails
to attend work as scheduled. In particular when their absence forms a pattern
which suggests that the employee is dissatisfied with their work or that their
absence could have been avoided.
==============================================================
Frequent absence from the
workplace may be indicative of poor morale or of sick building syndrome.
However, many employers have implemented absence policies which make no
distinction between absences for genuine illness and absence for inappropriate
reasons.
One of these policies is
the calculation of the Bradford factor, which
only takes the total number and frequency of absences into account, not the
kind of absence. As a result, many employees feel obliged to come to work while
ill, and transmit communicable diseases to their co-workers. This leads to even greater absenteeism and
reduced productivity among other workers who try to work while ill.
Work forces often do
excuse absenteeism caused by medical reasons if the worker supplies a doctor's
note or other form of documentation. Sometimes, however, in the workforce, people
choose not to show up for work and do not call in advance, which most
businesses find to be unprofessional and inconsiderate. This is called a no
call, no show
ABSENTEEISM
A CRITICAL ISSUE:
Employee absenteeism is most critical issue
facing corporate leaders as a result of the shortage of skilled labor, economic
growth and employee turnover. I tried to explore all aspects of the workforce
stability issue in the face of unprecedented churning in the employment market
with a focus on retaining employees.
Today's
labor force is different. Supervisors must take responsibility for their own
employee absenteeism. A wise employer will learn how to attract and keep good
employees, because in the long run, this workforce will make or break a
company's reputation.
Specific strategies aimed at overcoming the causes
of high turnover and creating methods to improve employee absenteeism have
important payoffs for organizations. Some studies have shown that reducing
turnover by 10 percent is more valuable than increasing productivity by 10
percent or reducing actual inventories by 10 percent. Other studies have
indicated that just reducing turnover from the industry average to that of the
industry's top 10 percent of companies can increase profits by as much as 50 percent
Because of the tremendous cost of
high turnover (both direct and indirect), any effort to lower it can have a
tremendous payoff, particularly when the value of the turnover reduction is
compared with the cost of the solution. Turnover reduction studies have shown
the actual return-on-investment to be as high as 1,000 percent (Phillips, 1994,
1997, and 2001), when the actual monetary benefits from the reduced turnover
are compared to the actual cost of the solution used to reduce that turnover.
Managing
turnover is a constant challenge for any organization, and awareness of the
issue has heightened in the last decade.
Employee absenteeism involves being sensitive to people's needs and
demonstrating the various strategies in the five families detailed under
following heads:
Ø Environmental
Ø Relationship
Ø Support
Ø Growth
TYPES
OF ABSENTEEISM
There are two types of absenteeism, each of
which requires a different type of approach.
1. Innocent Absenteeism 2.
Culpable Absenteeism
1.
Innocent Absenteeism
Innocent absenteeism refers to employees who
are absent for reasons beyond their control; like sickness and injury. Innocent
absenteeism is not culpable which means that it is blameless. In a labour
relations context this means that it cannot be remedied or treated by
disciplinary measures.
2. Culpable Absenteeism
Culpable absenteeism refers to employees who
are absent without authorization for reasons which are within their control.
For instance, an employee who is on sick leave even though he/she is not sick,
and it can be proven that the employee was not sick, is guilty of culpable
absenteeism. To be culpable is to be blameworthy. In a labour relations context
this means that progressive discipline can be applied.
For the large majority of employees,
absenteeism is legitimate, innocent absenteeism which occurs infrequently.
Procedures for disciplinary action apply only to culpable absenteeism. Many
organizations take the view that through the process of individual absentee
counseling and treatment, the majority of employees will overcome their
problems and return to an acceptable level of regular attendance.
COST OF UNSHEDULED ABSENTEEISM
With
the cost of last-minute employee no-shows climbing, employers are still
struggling to find effective programs that keep healthy workers on the job,
according to the 15 th annual CCH Unscheduled Absence Survey by CCH
INCORPORATED (CCH).
The
2005 survey found that while the rate of unscheduled absenteeism barely budged
since last year, the average per-employee cost has risen to great extent per employee – costing employers
over $1 some large million per year.
What
may be of most concern to employers is that almost two out of three employees
who fail to show up for work aren’t physically ill.. It was found out that Personal Illness accounts for only 35
percent of unscheduled absences, while 65 percent of absences are due to other
reasons, including Family Issues (21 percent), Personal Needs (18
percent), Entitlement Mentality
(14 percent) and Stress (12 percent).
The
CCH survey found that both the Entitlement
Mentality and Stress
numbers are higher in 2005 than in the previous two years (Entitlement Mentality: 2004, 10
percent; 2003, 13 percent. Stress:
11 percent in 2004 and 2003.) “Lean
staffing levels over the past several years have intensified workloads for
those employees who avoided layoffs. Now that the labor market is opening up,
those survivors may not be as fearful of losing their jobs and may be taking
the mental health breaks they feel they deserve. “Employers may even see a ‘culture of
entitlement’ emerge as the economy strengthens further.”
According
to the 2005 CCH Unscheduled Absence Survey, conducted for CCH by Harris
Interactive, the absenteeism rate was 2.3 percent in 2005 down slightly from
2.4 percent last year. The survey only
measures direct payroll costs for paid, unproductive time.
The
high cost of absenteeism hurts organizations even more when other costs, such
as lost productivity, morale and temporary labor costs, are considered.
Companies with low morale saw higher rates and costs of unscheduled absences.
The rate of unscheduled absenteeism is twice as high at companies with Poor/Fair morale (3.2 percent)
than those with Good/Very Good morale
(1.5 percent).
The
main issue surrounding this is that of management. Much work has been done
relating to how best to manage human resources. Management is an inexact
science because of the very fact that humans are involved and what might work
in one situation and with one group of people will not work in another
situation.
There
are a number of key management thinkers that have shaped business development
over the past 50 years. Hammer and Champy developed the notion of
re-engineering, Christopher Argyris and Peter Senge are known for
organisational learning, Michael Porter, Gary Hamel and C.K. Prahalad on
competitive advantage, Henry Mintzberg on strategic planning, Stephen Covey on
the 'habits' of successful people, and Tom Peters, Charles Handy and Peter
Drucker on the links between business, work and society.
Successive
Chief Executive Officers (CEOs) have adopted some or all of the various
theories developed by these thinkers with varying degrees of success. One can
read of how ideas have been put into practice at various companies that
subsequently seem to have lost their way. Who would hold up accountancy firm
Arthur Andersen as a model of management success? Some did prior to the Enron
scandal!
The
issues relating to absenteeism raise a number of key leadership challenges. If
a worker claims to be suffering from flu on Monday but is in work on Tuesday
and seems to have few symptoms of post flu illness, how does the manager
respond? If you accuse the worker of lying, you could be faced with a very
unpleasant situation. Monitoring staff absence can cause resentment and
accusations of harassment. Some people may give reasons for absence that hide
personal problems which they do not want the business to know about. All these
factors make the policies that firms have in place to manage absenteeism
crucial.
One
solution to the problem may be through education. Many workers, it appears, do
not understand the costs they are imposing on a business through absenteeism.
This relates to the principle of opportunity cost - the cost expressed
not in money terms but in the sacrifice that has to be made as a result of the
decision. In this case, the opportunity cost of the decision to 'have a day
off' is the lost output, the disruption to the business, the extra work taken
on by a colleague and so on.
Other
solutions could be based on making the division between work and life more
balanced through giving workers more control over their lives. This might take
the form of the way staff are monitored and supervised, how far they have
flexibility in organizing their working life through home working, distributed
working or flexible working patterns for example, through to job enrichment
schemes, cell production and changing the working environment, for example,
having a 'dress down Friday'.
The
answer is likely to lie in a combination of factors - many of which have
already been highlighted by the great management thinkers. Such theories are
helpful when put into the context of the specific business. If, however, a
particular system or process appears to work for company X it does not mean
that that system can be lifted and transferred in its entirety to company Y.
The
dynamics of every institution and workplace is different and the skilled leader
will be adept in recognizing the characteristics and peculiarities of their
workplace and be able to implement schemes that work for her or his employees.
Even if such systems work initially, it is likely that they will have to change
regularly because the personnel will change and present a new set of dynamics
in the organization
Absenteeism
in Indian industries
Absenteeism
in Indian industries is not a new phenomenon. It is the manifestation of a
decision by employees not to present themselves at their place of work, at a
time when it is planned by the management that they should be in attendance.
Many research reports reveal that there has been a phenomenal increase in
absenteeism in some industrial sectors.
The
absenteeism becomes a problem to organizational management particularly when
employees absent from their work environment without giving sufficient notice
and by justifying their stand by furnishing fake reasons.
The
reasons for absenteeism are many. The factors contributing to absenteeism from
work includes individual and environmental factors. These consists of sickness,
accidents, occupational diseases, poor production planning (flow of work), bad
working conditions and inadequate welfare conditions, lack of trained laborers,
insecurity in employment, collective bargaining process, rigid control system,
lack of supervisory support, lack of interest, lack of cohesive and cordial
culture and so on.
The
individual reasons may vary from organization to organization depending upon
the organizational climate, employee's attitude and influence of external
organizational factors (market forces, social activities that influence the
industrial culture prevailing in geographical zone etc.).
THE
PROBLEM
High
rate of absenteeism is neither desirable to employers nor good for the
employees. In majority of organizations, high rate of absenteeism has an
adverse effect on quality and quantity of production, efficiency of workers and
organization, organizational discipline and more importantly on the
organization's intention to fulfill the new market demands.
The
absenteeism develops a considerable loss to organization because work schedules
gets upset and delayed and management has to provide overtime wages to meet the
delivery dates. The causes of
absenteeism, its effect on productivity and cost in terms of finance and
administrative effectiveness are quite clear, but what is unclear is how to
take affirmative action to control absenteeism.
This
should be done in such a way as not to develop mistrust, costly administration
and system avoidance. Traditional methods of absenteeism control based on
disciplinary procedure have proven to be ineffective and have failed to
motivate the work force to meet organizational demands to compete at a global
level.
Unless
management identifies and addresses the actual factors that influence employees
to remain absent from work, it will be difficult for the organization to remain
competitive at national and international levels. It is therefore imperative to
probe into micro and macro aspects of organizational absenteeism to meet
organizations long term cherished goals.
Ø
The levels of
absenteeism and reasons for its occurrence are dependent on many variables in
an organizational environment. This particular research identifies seven key
factors that affect the absence rate for employees. These seven factors
can be detailed as follows;
Ø
Family circumstances
Ø
The physical Health of the worker
Ø
The work environment
Ø
The degree of job stress
Ø
Employer employee relations
Ø
Union Coverage
Ø
Work Schedules
Absenteeism
has the potential to cause numerous impacts upon an organization; these include
lost productivity, poorer quality of product / service, decreased customer
satisfaction, and a negative effect on the performance/morale of other
employees.
Other
operational consequences of absenteeism include greater financial costs to the
employer, as well as a greater employee workload. Each of these impacts has the
potential to cripple an organization's operational ability, and seriously
undermine its efforts to stay competitive or viable. Hence it is necessary to
develop effective strategies to curb the absenteeism in Indian organizations.
According to the 2006 SFA
Absenteeism Report, small businesses in Ireland lose more than €692 million
a year through employee absence. The report found small firms to be losing on
average seven days a year per employee. Though this compares favorably with
large organizations, which average 11 days, the costs incurred by small
business are nonetheless significant and remain a problem area for many.
To tackle the issue, the small business owner must first analyze absence levels
in their organization, consider the costs involved, and then engage in
absence-preventing activities and strategies on a proactive basis. As part of
this, it is vital to put into place effective procedures for the recording and
measurement of absenteeism.
As with any analysis it is
imperative that the organization carries out a ‘‘like for like’’ comparison and
so a definition of what constitutes absence must be well established. In its
Absenteeism Report the SFA defines absence as: ‘‘unscheduled disruption of the
work process due to days lost as a result of sickness or any other cause not
excused through statutory entitlement or company approval’’.
Recording
Having defined what constitutes absence the
organization must put into place effective measures for its recording. A key
part of this is deciding with whom this responsibility lies. The options are to
take a centralized approach with a designated person recording absence across
the organization or, alternatively, responsibility may lie with each line
manager/supervisor.
In either case it is vital that the principals of data protection are complied
with. The person with responsibility for absence recording must be aware of the
kinds of questions that are appropriate to ask. Similarly employees must be
made aware of the timeframe in which unscheduled absence should be reported.
They need to know to whom they must report, what information should be provided
and the procedures regarding the submission of certification where appropriate.
Their obligation to remain in regular contact with the organization during
periods of prolonged absence should also be identified. The accurate recording
of absence will provide the organization with valuable information for use in
identifying problems with particular individuals, departments, problem times
and types with a view to identifying patterns.
Measurement
With an effective structure in place for recording absenteeism, the
organization can consider using the information gathered with a view to
analysis and measurement.
Quantifying absence means putting into place a mechanism that will impartially
and uniformly identify acceptable levels of absence. One of the most commonly
used measures is the absence rate, calculated as the time lost due to, or
ascribed to, sickness absence as a percentage of contracted working time in a
defined period, as follows:
TOTAL DAYS LOST = number of days absence
in period under investigation ———————————————————— x 100 = ?? (total number of
employees) X (total number of work days available)
In measuring absence it is also useful to consider the number of ‘‘spells’’ of
absence, defined as a period of time, anything from a day to a year. This will
enable the organization to determine the frequency and durations of absences.
With many organizations greater disruption is caused by frequent short-term
absences, due to the fact that it is often easier to plan for longer-term
absences.
The Bradford Score allows the organization measure the irregularity of
attendance by combining frequency and duration as measures of absence. The
Bradford Score is calculated by multiplying the square number of absences by
the total number of working days lost, as follows:
BRADFORD SCORE (S2 x D) = ?? Where S = number of spells of absence in the last
defined period, D = total number of days absence in the last defined period
An organization can use the above measures as appropriate and as long as they
are applied consistently they should prove to be useful in identifying problem
individuals and areas that require further attention.
It is important to note,
however, these indications should be never used alone in instigating
disciplinary act ion. Further investigation into the circumstances surrounding
the absences is always necessary. While the recording and measurement of
absence may seen like an onerous task for the small employer, it is important
to remember the costs any organization will incur due to unscheduled absence.
In cash terms alone the SFA calculates that absenteeism will cost small
businesses with sick pay schemes an estimated €692million per annum, based on
average earnings of €120 per day. This estimation takes no account of other
direct costs incurred by absence. These include replacement costs and overtime
as well as indirect costs such as effect on productivity and quality and the
increased work pressure on colleagues.
Absent does not only mean not being at work. Absent
also means…
Ø
Arriving late (or poor
timekeeping) can also be considered as
absenteeism as long as the employee is not at work.
Ø
Leaving early(again poor
timekeeping): It is still absent if he
is not at work
Ø
Extended tea or lunch breaks
- the employee is not at the workstation, and therefore absent.
Ø
Attending to private business during working hours - the employee is at work, but is not attending to
his/her duties in terms of the employment contract - and is therefore
absent.
Ø
Extended toilet breaks - same
as extended lunch or tea breaks.
Ø
Feigned illness - thus giving
rise to unnecessary visits to the on-site clinic, or take time off to
"visit the doctor" - which they never do, because they don't need a
medical certificate for less than 2 days off.
Ø
Undue length of time in fetching or carrying tools from the tool room, for example, or drawings
from the drawing office, etc.
Ø
Other unexplained absences
from the workstation or from the premises.
There are a number of
remedies- a large number, in fact - that can be used to combat this scourge.
CAUSES OF ABSENTEEISM
Absenteeism results most
often from health and personal reasons, but the fact is that only about a third
of absences are caused by personal illness. The survey shows that more than
half of unscheduled absences are justified by family issues, personal needs,
stress and an entitlement mentality.
Although an organization’s
culture is considered the most significant reason for increased employee
absenteeism rates, the survey shows the increase also is fueled by a decrease
in the number of sick days allowed in a year and because more employers are not
allowing unused sick days to be carried over to the following year.
Identifying the root of
unscheduled absenteeism within an organization is the first step in developing
an integrated management and prevention plan. Addressing absences and work-life
issues is critical to reducing unscheduled absences as well as improving or
retaining a workforce’s productivity.
Lets take look at the main
reasons of absenteeism:
1, Serious accidents and illness: The employees are humans. They live in the world and
tend to fall sick if they happen to contract a disease. Other reason for
absence can be if they come across a serious accident while on duty or off
duty. Such absenteeism is justified and
the company can not do anything about it.
2.Low morale:
Employees want creative, challenging, and useful work, a desire that has been
evolving for many years. For many people, their jobs are their
"identities"—who they are. They have a need to use their minds and
make a significant contribution. If they cannot achieve this then this will
lower their morale and they will loose interest in coming to office resulting
in absenteeism.
3. Poor working conditions: The office also plays a very important role in
maintaining the employees interest in the office. For example if the work place
is not hygienic and keeps dirty most of the time the employee will not feel
like sitting there and will absent himself now and then. This will again result
in increased absenteeism.
4. Boredom on the job: A recent development is the desire to acquire new
skills and skill sets. Employees want to learn new technologies, processes, and
projects and develop all types of skills, particularly in the technical area.
Employees want to do a challenging job however if they have to do the same
monotonous job everyday then again they will loose interest in the work and
would like to stay away from office and invest their time in something better
and spend time with their families.
5. Lack of job satisfaction: Employees want creative, challenging, and useful work,
a desire that has been evolving for many years. For many people, their jobs are
their "identities"—who they are. They have a need to use their minds
and make a significant contribution. This gives them job satisfaction. If a job
fails to do so then they have a reason not to attend the office.
6. Inadequate leadership and poor supervision: Sometimes the experienced employees are put under a
supervisor whom they do not consider so capable and when he instructs them,
they develop an ego problem and do not like to work under him and thus they
absent themselves. Another reason is , the supervisor is not capable enough to handle the workers and they
just don’t turn up thinking what can he do.
7. Personal problems (financial, marital, substance
abuse, child care etc.) Employees
being a part of this society fall in to the problems of this world and
sometimes absent themselves. Some workers are single parents , others are the sole
care takers of the family so they have to pay attention to family along with
the work. Sometime the problem in the family is so big that they are not able
to spare time for office. Like if a family member is seriously ill and there is
no one to take care.
Other reason is that the
employee is in to substance abuse and drug abuse. Such employees will always
create trouble for the office and never take interest I work thus absent
themselves.
8. Poor physical fitness: Some employees are very week internally i.e. they
don’t have a good immunity in their bodies hence they fall sick every now and
then . Thus these people have genuine reason however this is bad for the
organization as the production of the company might get hit.
9. Transportation problems: There are employees who reside far away from the
workplace and take long time to reach office. These employees usually come
across problems with the transport. Like if they happen to miss the company bus
end they do not get other means transportation then they will stay away from
office. Other reson may be a blocked roads or a flood. In these cases these
employees will not be able to make it to the office resulting in absenteeism.
10. Benefits which continue income during periods of
illness or accident.) : There some
employee benefits given by the company if employee is sick. Some employee
misuse this benefit. They know that they will continue to get salary if they
can prove that he was ill hence they provide fake certificates to keep getting
benefits from the company without doing any work.
11. Stress: The
reasons people get stressed out because of work can be many and varied.
However, the more common reasons cited have tended to be related to employers
and supervisors who are very authoritarian and inflexible.
They often don’t listen to
the workers, do not communicate very well, adopt a blame culture when things go
wrong, speak down to workers and generally want things done their way or no way
at all.
This can all result in a
increased absenteeism, low staff morale, employee burnout and genuine illnesses
such as headaches and backaches brought on by the stress so, even though
workers will usually give another reason for their absence, some kind of
stress-related problem will usually be at the root of it.
12. Workload: The
disruptive nature of absenteeism is
amplified when employees are forced to take on the workload of absent
colleagues or address problems associated with their absenteeism.
When this happens the
employees who are regular start baering the brunt and they start feeling why
should they do the others persons work when they are not getting any benefit
out of it.
There can be a stage when
these regular employees also start thinking that it is better to stay absent
than to work , tooil hard and get nothing out of it. If this situation arises
then the work will take hit and company will get affected causing serious problems.
13. Employee discontent with the work environment:
In most organizations,
Absenteeism creates a burdensome amount
of administrative effort, not only in additional paperwork, but also in time
spent confronting and addressing absenteeism -related problems. This takes
precious time away from more important, productive responsibilities. If an
employee is over burdened then this employee will no longer like to work. He
will often complaint and make other workers also dissatisfied and create an
unhealthy work environment.
NEGATIVE IMPACT OF ABSSENTEEISM ON THE ORGANIZATION
Although every manager and
team member is aware of problems associated with high turnover, a review of its
major consequences puts employee absenteeism in the proper perspective. Nine
categories frame the major negative consequences.
1. High financial cost. Turnover has a huge economic impact on the organization,
both in direct and indirect costs. The performance of companies has been
inhibited in many ways by high employee absenteeism. Sometimes the cost alone
causes turnover to become a critical strategic issue.
2. Survival is an issue. In a tight labor market in which the company depends
on having employees with critical skills, recruiting and retaining the
appropriate talent and making them come
to the organization during working days can determine the success or failure of
the organization.
3.
Problems and issues. With
increased litigation in the workplace, many organizations spend significant
time and resources addressing the issues of disgruntled employees who absent
themselves very frequently. Some individuals find the need to involve the legal
system, presenting the organization with the challenge of dealing with an even
bigger problem
4. Productivity losses and workflow interruptions. In most
turnover situations, a person who absents himself abruptly leaves a
productivity gap. This void not only causes problems for the specific job
performed by the absent employee, but also for others on the same team and
within the same flow of work.
5. Service quality. Because there is so much emphasis on providing
excellent service to external as well as internal customers, high absenteeism
has a tremendously negative impact on the quality of customer service.
Absenteeism of front-line employees is
often regarded as the most serious threat to providing excellent external
customer service.
6. Loss of expertise. Particularly in knowledge industries, an absent
employee may have the critical skills needed for working with specific
software, completing a step in an important process, or carrying out a task for
a project. Sometimes, an entire product line may suffer because of one absent
employee.
7. Loss of business opportunities. Absenteeism may result in a
shortage of staff for a project or leave the remaining staff unprepared to take
advantage of a new business opportunity. Existing projects or contracts may be
lost or late because a key player is not available.
8. Administrative problems. In most organizations, Absenteeism creates a burdensome amount of administrative
effort, not only in additional paperwork, but also in time spent confronting
and addressing absenteeism -related problems. This takes precious time away
from more important, productive responsibilities.
9. Disruption of social and communication networks. In every
organization there is an informal network. Absenteeism disrupts the
communication and socialization patterns that are critical to maintaining
teamwork and a productive work environment.
10. Job satisfaction of remaining employees. The
disruptive nature of turnover is amplified when employees are forced to take on
the workload of absent colleagues or address problems associated with their
absenteeism.
These are very significant,
negative consequences. With this much impact, excessive absenteeism should command the attention of everyone in
the organization
WAYS TO CURB ABSENTEEISM
According to the most recent CCH Unscheduled
Absence Survey, employers are losing ground when it comes to keeping workers on
the job. Unscheduled absenteeism rates have risen to their highest level since
1999. What continues to be of most concern is that almost two out of three employees
who don’t show up for work aren’t physically ill.
For most companies, the responsibility for
managing absenteeism has fallen primarily on immediate supervisors. These
supervisors are often the only people who are aware that a certain employee is
absent.
They are in the best position to understand
the circumstances surrounding an individual’s absence and to notice a problem
at an early stage. Therefore, their active involvement in the company’s absence
procedures is pivotal to the overall effectiveness and future success of an
absence policy or program.
Sadly, however, most supervisors have not
received any guidance or training in managing absenteeism. They have been left
on their own to carry out the often unpopular task of identifying, confronting
and resolving absence abuse.
To ensure that supervisors are comfortable
and competent in their role of managing absenteeism, they need to have the full
support of senior management. All parties must be aware of the aim of absence
policies and procedures. Should there be discrepancies between departments; a
policy can lose its effectiveness.
To provide more consistency, supervisors
should be trained in their responsibilities about managing absenteeism, advised
how to conduct effective return-to-work interviews, and educated in the use of
disciplinary procedures when necessary.
The Responsibilities of the Supervisor
In addition to ensuring that
work is appropriately covered during the employee’s absence, there are a number
of other critical actions that supervisors need to take to manage absenteeism.
They should:
Ø ensure that all employees are fully aware of the
organization’s policies and procedures for dealing with absence,
Ø be the first point of contact when an employee phones
in sick,
Ø maintain appropriately detailed, accurate, and
up-to-date absence records for their staff, (e.g., date, nature of
illness/reason for absence, expected return to work date, doctor’s
certification if necessary),
Ø identify any patterns or trends of absence which cause
concern,
Ø conduct return-to-work interviews, and
Ø implement disciplinary procedures where necessary.
The Return-to-Work Interview
The training of supervisors
in how to best manage absenteeism should include instruction on how to conduct
effective and fair return-to-work interviews. Recent national surveys indicate
that these interviews are regarded as one of the most effective tools for
managing short-term absenteeism1.
The return-to-work discussion will enable the
supervisor to welcome the employee back to work, in addition to demonstrating
management’s strong commitment to controlling and managing absenteeism in the
workplace. The interview will enable a check to be made that the employee is
well enough to return to work.
The necessary paperwork can be completed, so
that the absence and its conclusion are properly recorded. The fact that an
established procedure is in place to investigate and discuss absence with an
employee may, on its own, act as a deterrent for non-attendance for
disingenuous reasons.
Interviews need to be carried out as promptly
as possible following the absentee’s return to work (no later than one day
after his or her return). The employee should be given ample opportunity to
outline the reasons for his or her absence. The supervisor should use the
interview as a time to explore any issues that the employee may have which are
leading to absence.
The goal is to foster an open and supportive
culture. The procedures are in place to make sure that help and advice is
offered when needed and to ensure that the employee is fit to return to work.
Employees will usually appreciate the opportunity to explain genuine reasons
for absence within a formalized structure. Should the supervisor doubt the
authenticity of the reasons given for absence, he/she should use this
opportunity to express any doubts or concerns.
At all times, the employee must be aware that
the interview is not merely part of company procedures, but a significant
meeting during which the absence has been noted and may have implications for
future employment. The company’s disciplinary procedure, in the event of
unacceptable levels of absence, should be explained to the employee.
The manager may choose to outline how the
absence affected the department. The message should be that the employee was
missed and that productivity suffered. The manner in which the department was
required to reorganize staffing arrangements might also be explained. This
would demonstrate that the efficiency of the work unit was adversely affected
by the absence.
The supervisor should then brief the
returning employee about the current situation (i.e., what tasks are now
priorities, what work has already been carried out and where the employee
should now focus his/her efforts).
At no point during the meeting should the
interview become a form of “punishment,” but should be seen as an occasion to
highlight and explain the repercussions of absence within the department. The
vast majority of employees derive a sense of pride and achievement from their
work and management should be encouraged to treat these individuals as
responsible adults.
Most employees understand reasonable rules
and do not want to be threatened into compliance. The small percentage of
employees who indeed have an absence problem will require close supervision and
possibly even punitive measures for excessive absenteeism. These few employees
who are irresponsible should be handled individually and firmly.
To
handle these employees the following methods can be used:
1. Change
Management Style: We are all aware of the
fact that when employees call in ill, it does not mean they are truly too
physically ill to work. One reason, outside of illness, that employees are
absent is stress, and the number one reason employees are stressed has to do
with their relationship with their manager/supervisor.
Management styles that are too authoritarian tend to promote high levels of
absenteeism among employees. Authoritarian managers are managers who have poor
listening skills, set unreachable goals, have poor communication skills, and
are inflexible. In other words, they yell too much, blame others for problems,
and make others feel that it must be their way or the "highway."
Authoritarian managers tend to produce high absenteeism rates.
By identifying managers who use an
authoritarian style, and providing them with management training,
we would be taking a positive step not only toward reducing absenteeism, but
also reducing turnover, job burnout, and employee health problems such as
backaches and headaches.
2.Change Working Conditions:
The employees in the company probably work in a well-lighted climate controlled
building. The working conditions referred to relate to coworker relationships.
Not only does relationship stress occur between the employee and manager, but
it also exists between employees. Frequently we hear employees say they did not
go to work because they are fearful of or angry with another employee. These
employees usually report they just could not deal with "so and so"
today, so they called in ill. Companies that adopted policies and values that
promote employee respect and professionalism, and promote an internal conflict
resolution procedure, are companies that reduce employee stress. A reduction in
employee stress reduces employee absenteeism.
3. Provide Incentives: Giving
employees incentives for reduced absenteeism is not the same as rewarding or
giving employees bonuses for reduced absenteeism. An incentive provides an
employee with a boost to their motivation to avoid unnecessary absenteeism. It
simply helps the employee decide to go to work versus staying home and watching
Jerry Springer.
The types of incentive programs used by companies are numerous. Some companies
allow employees to cash-in unused sick days at the end of every quarter, others
give an employee two hours of bonus pay for every month of perfect attendance;
and still others provide employees with a buffet lunch, a certificate of
achievement, or even a scratch-off card concealing prizes. The type of incentive
program that your company uses should be one created especially for your
company. You can create an incentive program tailored to your unique company by
allowing employees to help you develop the incentive program..
The duration of the incentive program is also very important. Once again allow
the employees to help guide the company
to determine the length of time between incentives. Some companies find
that they can simply reward employees with perfect attendance once a year,
while others decide once a month is best, and still others decide once a week
works best. The general rule of thumb is to reward workers more frequently the
younger they are and the more difficult the work is to perform. Also, it is
best to start with small incentives and work up to larger ones if necessary.
4. Develop an Attendance Policy:
Every company should have an attendance policy. An attendance policy allows a
manager to intervene with an employee who is frequently absent. Besides stress
as a primary reason for employee absenteeism, other causes relate to
alcoholism, domestic violence, and family problems. If you confront an employee
about his or her frequent absenteeism, and they inform you it is due to
personal problems, consider referring the employee to an Employee Assistance
Program (EAP).
If the employee's absenteeism relates to a medical problem or a family member
with a medical problem, you may have to consider allowing the employee to use
the benefits allowed to them under the health policy or the Family and Medical
Leave Act (FMLA). Early identification of these employees will get them back to
work as fast as possible. Lastly, make sure that you have an attorney review
your attendance policy to make sure it does not violate any State or Federal
labor laws. By incorporating the above four strategies into the company will be able to reduce absenteeism
,employee burnout, turnover, poor morale, and workplace negativism
The duty of the employee
to be at work
The very basis of the
employment contract (whether written or not) is that the employee has to:
[a] come to work
[b] be on time
in order to perform the
duties which he/she has been hired to do, and he/she must remain at the
workstation for the contracted number of hours per day in order to perform the
requisite duties. If the employee does not do that, he/she cannot fulfill
his/her contractual obligation, and is therefore in breach of contract.
This obligation - to come to work and stay on the job whilst at work - does not
only come out of the Employment Contract. It arises also from three other
sources - Common Law, Statutes, and Company Rules and Regulations.
COMMON LAW RELATED TO
ABSENTEEISM
Common Law is not laws that
have been legislated by Parliament, but rather arise mainly from Court
judgments and general practice and precedent. It is law that has developed over
the years, and is what people have come to accept as recognized norms and
standards, and
which are enforced by our Courts.
An employee has a number of
obligations under common law which he/she must meet, and it should be noted
that these obligations exist even if they are not specifically stated in the
Contract of Employment:
Ø
to provide the
employer with his labor - i.e. to be at work.
Ø
to obey
reasonable and lawful instructions.
Ø
to act in good faith. [ to protect his
employer's interests.]
Ø
not to misconduct himself/herself. [to behave
properly according to the accepted norms of society]
Ø
to perform his
duties.[to work in a satisfactory manner]
For the purpose of this
subject, the most important is the first Common Law rule - to provide the
employer with his labour. To do this, the employee must not only come to
work - he/she must come to work on time, and be at the workstation during the
agreed hours - even if the employer has no work for him to do.
That may sound a bit strange,
but remember that the employer is paying the employee to come to work and
be at the workstation, even if the employer has no work for him/her to
do. If the employee was paid only for work done then he/she would be entitled to leave
the workstation if there was no work to be done. But that is not usually the
case.
If the employee does not do
these things, he/she may well be in breach of his/her Common Law conditions of
his/her employment contract and is potentially an ex-employee.
There is a further legal
concept that bears mention - this is the Principle of Unjust Enrichment. What
it means, very simply, is that "nobody may be enriched at the expense
of another".
The contract of employment
provides (perhaps not in as many words, but certainly by implication)
that the employee shall offer his/her services and that the employer shall pay
him/her for such services.
If the employee does not
provide those services (because of absenteeism) then it is unfair for the employer
to have to pay for something that is his contractual right to receive. It is
equally unfair for the employee to benefit - by means of being paid - for
something he/she did not do in terms of the Employment Contract.
Put differently, it means
very simply: no work - no pay.
Statute Law
This differs from Common Law
in that Statute Law is law that has been legislated by Parliament or some other
law making body.
Statute Law usually
prescribes limits, sets levels and specifies minimum standards, and specifies
contractual terms not covered by Common Law. The statutes which concern us are
the Labour Relations Act, The Basic Conditions of Employment Act, the
Employment Equity Act, the Skills Development Act and the Occupational Health
and Safety Act, Wage Determinations, various Industrial Council Main
Agreements, Collective Agreements and so on.
The Labour Law Practitioner
may also deal occasionally with the Close Corporations Act (which contains
special disciplinary procedures for enforcing disciplinary measures against
members), the Insolvency Act, the Public Service Act, and perhaps a few others.
So as can be seen,
Statute Law is very involved.
The difference is this -
under Common Law, you could probably enter into an Employment Contract whereby
the employee would have to work 15 hours a day, take 10 minutes for lunch, work
7 days a week, get 5 days leave a year, and not be paid for any sick leave, and
be fired any time you feel like it. However, because of the protective effect
of Statute Law, such a contract would be illegal even if the employee
agreed to it.
You cannot enter into any
agreement or contract that contains any condition less favorable to any party
to the agreement than the corresponding condition contained in any relevant
Statute. Any such contract or agreement is unenforceable, as many employers
have discovered to their cost. Statute Law in general sets out to protect the
employee and ensure that the employer does not take advantage of him/her.
Statute Law is important when
dealing with unauthorized absenteeism, because it specifies when an employee
may legally absent himself/herself from the workplace,
irrespective of any condition contained in the Employment Contract or Company
Rules and Regulations.
COMPANY POLICY ON
ABSENTEEISM
This is a set of rules which
apply to your own Company only, and may not conflict with the conditions of any
Statute unless the Company rule is more favorable to the employee than the
corresponding condition in the Statute. For example, the BCEA stipulates a minimum
of 15 days paid leave per annum. The Company can give 20 days per annum if they
wish, but they may not give only 10 days. So how do we combat unauthorized
absenteeism ? We do it using the tools at our disposal
Ø
The Employment
Contract Employers are petrified of
issuing a written Employment Contract. All Employment Contracts should be in
writing. It is the best way, the only way.
Ø
The Labour
Relations Act
Ø
The Basic
Conditions of Employment Act.
Ø
Common
Law.
Ø Company Rules and Regulations.
There are some important rules to remember:
Ø
always record any
interviews with offenders in writing.
Ø
the onus is on the employee to prove that the
absence was justified.
Ø
the employee may produce reasons, and a reason
may even be valid - but despite being valid, it can still be unacceptable. For
example, if an employee is late every day for a week because the trains are
late due to stolen cables, this may well be true - perhaps the cables were
stolen, so the reason for being late is valid. But you do not have to accept it
as justification for being late and thus excuse the late-coming.
The rule is that the Company
has certain working hours - how the employee gets to work is his/her problem,
not yours.
Absence from Work
Absence where the employee
does not turn up for work at all can sometimes be the most difficult type of
absenteeism to handle - simply because there can be a host of reasons for this,
and you will have to sift out the truth from the B.S. before deciding what
action to take. Remember though that the employee must justify the
absence.
This type of absence may be
due to personal problems - sick wife, sick kids, urgent financial crisis, death
in the family or death of a close relative, or some other domestic crisis that
requires the employee to stay at home to handle it. Under such circumstances,
the employee should notify you by telephone, by a message delivered with
another employee, by a telephone call from a friend to you, by a runner with a
cleft stick, or some means
It is very seldom that there
is just no means whatsoever of notifying the employer of the absence - the
usual excuse (totally unacceptable) is that "there was no telephone."
This is nonsense, and must be rejected outright unless the employee lives in
Borneo or on top of Mt.
Everest. However, should
the employee fail to notify you of the reason for the absence within a
reasonable time, the failure to do so only renders the absence more serious -
and the employee, if absent for more than 3 days ( in some cases 5 days ) may
well find that he/she has been dismissed for desertion.
Note also that even if the
employee does notify you that he will be absent for the day, such notification
does not mean that the absence is now authorized. You may decide to treat the
absence as authorized and pay the employee for the period absent, or you may
decide to authorize it but treat it as unpaid leave. It will depend on the
circumstances.
Whatever happens, the event
must be recorded in the employee's file, you must have a short counseling
session with the employee (again recorded) and you must follow Company
disciplinary procedures, if any. If the reason advanced for the
absenteeism is unacceptable
to you, then issue a written warning to that effect and make the warning valid
for 12 months. The record keeping is vital in the event that the employee
becomes a habitual absentee, and you need to dismiss at some future
stage.
The absence could also be due
to some uncontrollable event - heavy rains flood his house, or even the
entire village, a tornado or cyclone (not uncommon these days in certain parts
of the R.S.A.), roads washed away, telephones out of order, rail strike, etc.
However, with such events you
will almost certainly know about them because they will be reported on the
radio and T.V., so the reason for the absence is obviously valid and
acceptable. Despite this, you still are not obliged to pay the employee -
you must decide on that. Remember the principles of no work - no pay, and also
"how you get to work is your problem" But be reasonable and fair.
For example, there may be
other employees who live in the same stricken area, but who did come to work -
albeit late. In that case, you would take a more unsympathetic view of any who
stayed away altogether.
Ø
Unrest,
Violence and political stay-away is
becoming more infrequent these days - but calls by the Unions for national
strikes and stay-always are not so.
A good policy to adopt is
that quite simply, any absence because of unrest, violence, political stay-away
or national strike or stay-away will be treated as unpaid leave.
Ø
Deliberate and
willful absenteeism is when the
employee does not come to work because he just feels like a day off - no other
reason. There is usually a pattern, such as the employee is always absent on
payday or the day after payday - or is always absent on a Monday or a Friday
(not necessarily every Friday and every Monday, but when he/she is absent it is
on a Friday or a Monday.) Willful and deliberate absence is a very serious
offence because the employee has deliberately and willfully chosen to ignore
his/her contractual duty to present himself/herself for work, and is therefore
in breach of contract. This type of absenteeism calls for severe discipline -
even to the extent of suspending the employee for say one week without pay, or
a final written warning valid for 12 months.
Obviously, proper
disciplinary procedures must be followed.
Ø
Absence after
permission has been refused. This
does happen - the employee requests to be excused from work the following day
or on a particular day, and with very good reason the request is refused
because the reason offered by the employee for requesting the absence is not
valid.
It may also be that it is
vital that the employee be on the job at that time, or that the company may suffer
some loss if the employee is not at work. Whatever the case, make
absolutely certain that you explain very carefully to the employee why you are
refusing his/her request, and use an interpreter if necessary.
Then confirm the refusal in
writing and place a copy in the employee's file, also recording that a meeting
was held, that you explained the matter fully in the presence of n witness and
n interpreter. If the employee does absent himself after refusal (provided the
refusal is fair and equitable) then it is a very serious offence which could
even result in summary dismissal.
The employee can in fact now
be charged with unauthorized absenteeism, gross insubordination, and refusing
to obey reasonable and lawful instructions. Whatever the case, remember
that the employee must justify the absence and in addition, you must
hear his story and check all the facts before you impose disciplinary
action or sanction.
Imagine the mess you will be
in if the employee is able to prove, for example, that Company attendance
records have been inaccurately kept, or are not up to date, or even worse - are
not kept at all. What if the employee is able to show that he was unavoidably
detained in hospital through no fault of his own?
Check the facts and
listen to the other side - it is vital.
Ø
Suspect ill
health / sickness :Employee absence
due to ill health or sickness - same thing I suppose - is one of the most
difficult types of absenteeism to control - to do so requires very careful
record keeping and careful & detailed disciplinary records.
It is so because it is the
employee's right to
go off sick, and what's more the employee is protected by legislation.
he Basic Conditions of
Employment Act, which regulates sick leave provisions, describes sick leave as
"incapacity" - put differently, the employee is incapable of carrying
out his/her contractual obligations because of illness .The Act further
entitles the employee to a certain number of days sick leave over a 3 year
cycle, it entitles the employee to take the permitted number of days at any
time during the 3 year cycle, and imposes only one minor responsibility on the
employee - that of being obliged to produce a valid and acceptable medical
certificate under certain conditions.
Every employee can take
a full two days off work without having to produce a medical certificate, and
what's more he can do this repeatedly. Therefore - in the case of the lead
slinger - your record keeping of the number of days taken off, what day of the
week is habitually taken, and how often advantage is taken of the 2 day
provision by the employee is vital to assist you in imposing disciplinary
action / sanction.
For example, if the employee
takes off more than twice during any 8 week period, you do not have to pay the
employee for the third occasion off - this usually discourages a repeat
performance, but it may not.
If there is a pattern - say
always absent on a Friday or a Monday, or on payday, or regularly every 9 weeks
(just outside the 8 week rule), then a disciplinary hearing is called for. The
employee must be told straight out that his absence due to illness is no longer
acceptable, and unless his/her health undergoes a vast improvement, dismissal
may result. If handled properly, you can dismiss on grounds of incapacity due
to ill health - so the employee's "sickness" will backfire against
him/her.
Ø
Desertion: A deserter is an employee who is absent from work for
more than 3 days, without notifying you of the reason for the absence, and you
can show that he/she has no intention of returning to work. Remember that the
intention to desert - the intention not to return to work - must be present.
Therefore you cannot dismiss for desertion an employee who has been off sick
for 10 days without notification and who returns to work with a valid medical
certificate. He had no intention to desert - he was sick.
You must be able to
prove that you have attempted to contact the absent employee, by telephone, or
better still by means of a telegram sent to his last known address.
If an employee does not
report for duty without having been granted prior permission to be absent, you
are entitled to remove him from the payroll after a reasonable period of time
has elapsed.
There is no statutory
definition of "a reasonable time" but it is generally considered that
3 to 5 days fulfills the definition. Quite obviously, you must follow
disciplinary procedures (in absentia if necessary) before dismissing the
employee. Equally obviously, if he/she arrives suddenly say after even 3 months
absence, he/she is entitled to put his/her case to you - however, you are not
obliged to re-employ. Remember that this person is no longer an employee, but
rather an ex-employee.
Ø
Absence from
overtime work. It happens that an
employee does not pitch up to work previously agreed overtime. The employee
states that because it is overtime, he/she does not have to work it if he/she
does not want to, despite having agreed to work the overtime.
This is incorrect - where an
employee has specifically agreed to work a specific shift of overtime, then
that employee is contractually bound to work the agreed overtime.
Once the employee has agreed
to work the overtime, it is then no longer voluntary, but becomes a contractual
obligation. Disciplinary action is the same as for absence without permission
or unauthorized absenteeism.